We can independently review your Compliance control framework with a view to ensuring that weaknesses and gaps against applicable regulatory requirements are promptly identified and remediated. Whether through a one-off review, or as an outsourced provider covering Internal Audit functions, our approach aims to ensure a thorough review of your policies, procedures, systems and controls.

To carry out these engagements, we build on several years of experience as an Internal Auditor for large, global asset management groups, and numerous engagements -including several Skilled Person Reviews for the UK’s FCA- with firms in various industries, including digital assets, payments, e-money, and banking.